Security & Compliance

What Are Security & Compliance Systems?

Security and compliance systems are the digital safeguards that protect a law firm’s most sensitive data—client information, case files, and internal communications. These tools ensure that legal practices stay compliant with regulatory requirements while defending against modern cyber threats.


In an industry built on confidentiality and trust, these systems are not optional—they are essential pillars of risk management and operational resilience.

Key System Categories

Here’s a breakdown of the four mission-critical components IT leaders must prioritise to maintain security and compliance in their legal tech stack:

Identity & Access Management (IAM)

Control who accesses what, when, and how. Key capabilities include:
• Role-based access controls
• Single sign-on (SSO) and user provisioning
• Integration with firm directories and applications
Popular Tools: Okta, Microsoft Entra ID (formerly Azure AD), OneLogin

MFA / Endpoint Protection / Firewalls

The frontline defence against cyber threats. These systems offer:
• Multi-Factor Authentication (MFA)
• Device-level protection and antivirus
• Network-level firewalls and intrusion detection
Popular Tools: Cisco Duo, CrowdStrike Falcon, Sophos, Fortinet

Data Loss Prevention (DLP)

Prevent sensitive data from being leaked or misused. Core functions:
• Real-time monitoring and policy enforcement
• Email and file protection
• User behaviour tracking and alerts
Popular Tools: Symantec DLP, Microsoft Defender, Forcepoint

Compliance Tools

Support for regulatory alignment and audit readiness. Capabilities include:
• Data classification and lifecycle management
• eDiscovery and audit trails
• Policy automation and reporting for constant monitoring
Popular Tools: Microsoft Purview, Relativity Trace, Smarsh

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